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Financial Advisor Regulations

 

Registration

In order to become a registered player financial advisor, applicants must submit a completed and notarized Application, along with a check for $1,500, made payable to the NFLPA. $1,000.00 is a non-refundable application fee for the Financial Advisors Program. The remaining $500.00 represents the first year's annual fee for the Program. If the applicant is not accepted into the Program, he or she will receive a $500.00 refund.

Date to File

The Financial Advisors Registration Program is not accepting applications at this time.  The registration period closed January 31, 2009.  Please check our website for updated information on the Program.


Regulations and Application

Please print and review the Financial Advisor Regulations and Code of Conduct prior to submitting an Application. The Regulations set forth eligibility requirements, rules and regulations for Registered Player Financial Advisors, guidelines governing relations with player-clients, and procedures governing arbitration, oversight and compliance of Registered Player Financial Advisors. The Application form is in PDF format. However, applicants must print the completed Application, have it notarized and forward it to the NFLPA. Any Application submitted that is incomplete may result in your registration being denied. Furthermore, if the accompanying Application fee is returned to the NFLPA due to insufficient funds your registration will be automatically denied.

Note: In order to complete the Application, you must download the latest version of Adobe Reader, which is free.

Click on links below to access data needed:

Financial Advisor Regulations and Code of Conduct
Obtaining a CRD® or IARD(SM) Report
Submitting a Certificate of Insurance

Send completed application and check to:

NFLPA
Attn: Financial Advisors Program
1133 20th St, NW
Washington, DC 20036
(800) 372-2000

Certified mail or overnight delivery is the suggested method of delivery due to the high volume of Applications submitted to the NFLPA during the registration period.